Spectrum Asset Management, Inc. (Nb/Ca)
Institutional manager — quarterly 13F holdings, Q ending 2026-03-31
Reported value
$314.8M
Q ending 2026-03-31
Prior quarter
$299.8M
Q ending 2025-12-31
Change
+5.0% QoQ · +39.9% YoY
Positions
109
reported holdings
Largest positions
Top 100 of 109 reported positions by value, Q ending 2026-03-31. A manager can hold shares, calls and puts on the same security at once — such positions are listed as separate rows. Type: Shares = common stock, Put/Call = option positions (valued at the underlying), Principal = debt. Tickers link to stock pages where covered.
| Holding | Ticker | Type | Value ▼ | Shares |
|---|---|---|---|---|
| Wells Fargo & Co | WFC | Shares | $33.0M | 415K |
| Vanguard Bd Index Fds | VUSB | Shares | $23.2M | 467K |
| Schwab Strategic Tr | SCHV | Shares | $14.5M | 475K |
| Invesco Exchange Traded Fd T | RSP | Shares | $14.4M | 75K |
| Ishares Gold Tr | IAU | Shares | $14.1M | 160K |
| First Tr Exchng Traded Fd Vi | DSEP | Shares | $11.2M | 255K |
| First Tr Exchng Traded Fd Vi | DMAR | Shares | $10.5M | 248K |
| Etf Opportunities Trust | HECA | Shares | $10.0M | 346K |
| Exxon Mobil Corp | XOM | Shares | $6.9M | 40K |
| First Tr Exchng Traded Fd Vi | YMAR | Shares | $6.9M | 251K |
| First Tr Exchng Traded Fd Vi | DFEB | Shares | $6.8M | 144K |
| Chevron Corporation | CVX | Shares | $6.7M | 32K |
| First Tr Exchng Traded Fd Vi | DMAY | Shares | $6.1M | 135K |
| Alphabet Inc | GOOG | Shares | $5.4M | 19K |
| First Tr Exchng Traded Fd Vi | DDEC | Shares | $5.3M | 119K |
| Schwab Strategic Tr | SCHG | Shares | $5.1M | 174K |
| Walmart Inc | WMT | Shares | $5.0M | 41K |
| Emcor Group Inc | EME | Shares | $4.7M | 6K |
| Ishares Tr | USMV | Shares | $4.6M | 49K |
| L3Harris Technologies Inc | LHX | Shares | $4.4M | 13K |
| Cisco Sys Inc | CSCO | Shares | $4.3M | 55K |
| Schwab Strategic Tr | SCHF | Shares | $4.2M | 170K |
| Novartis Ag | NVS | Shares | $4.0M | 26K |
| Honeywell Intl Inc | HONGBP | Shares | $4.0M | 18K |
| Abbvie Inc | ABBV | Shares | $3.9M | 18K |
| Duke Energy Corp New | DUK | Shares | $3.9M | 30K |
| Microsoft Corp | MSFT | Shares | $3.8M | 10K |
| Schwab Charles Corp | SCHW | Shares | $3.8M | 40K |
| Select Sector Spdr Tr | XLE | Shares | $3.6M | 59K |
| Goldman Sachs Physical Gold | AAAU | Shares | $3.6M | 77K |
| Schwab Strategic Tr | SCHR | Shares | $3.5M | 139K |
| Ishares Inc | SCJ | Shares | $3.3M | 34K |
| Freeport Mcmoran Inc | FCX | Shares | $3.2M | 54K |
| Medtronic Plc | Shares | $3.2M | 36K | |
| Emerson Elec Co | EMR | Shares | $3.1M | 24K |
| Berkshire Hathaway Inc Del | BRK/B | Shares | $3.1M | 6K |
| Series Portfolios Tr | CLOX | Shares | $3.0M | 115K |
| Edwards Lifesciences Corp | EW | Shares | $2.9M | 36K |
| Illumina Inc | ILMN | Shares | $2.8M | 22K |
| Linde Plc | Shares | $2.3M | 5K | |
| Oracle Corp | ORCL | Shares | $2.3M | 16K |
| Ishares Tr | ESGU | Shares | $2.3M | 16K |
| Schwab Strategic Tr | SCHB | Shares | $2.3M | 90K |
| State Str Spdr S&P 500 Etf T | SPY | Shares | $2.2M | 3K |
| Berkshire Hathaway Inc Del | BRK/A | Shares | $2.2M | 3 |
| First Tr Exchng Traded Fd Vi | DJAN | Shares | $1.7M | 41K |
| Alphabet Inc | GOOGL | Shares | $1.5M | 5K |
| Costco Wholesale Corporation | COST | Shares | $1.4M | 1K |
| Mckesson Corp | MCK | Shares | $1.4M | 2K |
| First Tr Exchng Traded Fd Vi | DNOV | Shares | $1.4M | 28K |
| Rtx Corporation | RTX | Shares | $1.3M | 7K |
| Apple Inc | AAPL | Shares | $1.2M | 5K |
| Visa Inc | V | Shares | $1.2M | 4K |
| Solstice Advanced Matls Inc | SOLS | Shares | $1.1M | 15K |
| Vanguard Index Fds | VUG | Shares | $970K | 2K |
| Amazon Com Inc | AMZN | Shares | $831K | 4K |
| Ishares Inc | EWZ | Shares | $827K | 22K |
| Ishares Tr | IJR | Shares | $767K | 6K |
| Vanguard Tax-Managed Fds | VEA | Shares | $742K | 12K |
| Elbit Sys Ltd | Shares | $740K | 872 | |
| Ge Aerospace | GE | Shares | $733K | 3K |
| Ishares Tr | TLT | Shares | $726K | 8K |
| Ge Vernova Inc | GEV | Shares | $721K | 825 |
| Ishares Inc | EWW | Shares | $699K | 9K |
| First Tr Exchng Traded Fd Vi | DOCT | Shares | $671K | 15K |
| Mcdonalds Corp | MCD | Shares | $669K | 2K |
| Deere & Co | DE | Shares | $638K | 1K |
| Ishares Tr | IBTH | Shares | $628K | 28K |
| Vanguard Scottsdale Fds | VONE | Shares | $603K | 2K |
| Franco Nev Corp | FNV | Shares | $579K | 2K |
| Marvell Technology Inc | MRVL | Shares | $535K | 5K |
| Pfizer Inc | PFE | Shares | $522K | 19K |
| General Dynamics Corp | GD | Shares | $484K | 1K |
| Bwx Technologies Inc | BWXT | Shares | $475K | 2K |
| Asml Hldg Nv | Shares | $470K | 356 | |
| Sempra | SRE | Shares | $467K | 5K |
| Spdr Series Trust | BIL | Shares | $460K | 5K |
| Vanguard Index Fds | VTI | Shares | $435K | 1K |
| Caterpillar Inc | CAT | Shares | $433K | 611 |
| Global X Fds | MLPA | Shares | $429K | 8K |
| Eli Lilly & Co | LLY | Shares | $413K | 449 |
| Ishares Tr | IVV | Shares | $380K | 581 |
| Ishares Tr | IBTG | Shares | $375K | 16K |
| Spdr Gold Tr | GLD | Shares | $375K | 872 |
| Tesla Inc | TSLA | Shares | $364K | 978 |
| Nvidia Corporation | NVDA | Shares | $359K | 2K |
| Newmont Corp | NEM | Shares | $341K | 3K |
| Pepsico Inc | PEP | Shares | $340K | 2K |
| Agnico Eagle Mines Ltd | AEM | Shares | $335K | 2K |
| Ishares Tr | IBTI | Shares | $327K | 15K |
| Morningstar Inc | MORN | Shares | $308K | 2K |
| International Business Machs | IBM | Shares | $291K | 1K |
| Vertex Pharmaceuticals Inc | VRTX | Shares | $283K | 634 |
| First Tr Exchng Traded Fd Vi | DAPR | Shares | $277K | 7K |
| First Tr Exchng Traded Fd Vi | DJUL | Shares | $273K | 6K |
| Ishares Tr | IWB | Shares | $266K | 747 |
| Spdr Index Shs Fds | SPDW | Shares | $252K | 6K |
| Arista Networks Inc | ANET | Shares | $249K | 2K |
| Bank America Corp | BAC | Shares | $244K | 5K |
| Altria Group Inc | MO | Shares | $228K | 3K |
Values as reported in public regulatory filings (USD); holdings are reported quarterly, up to 45 days after quarter end, and may contain reporting errors. Nothing here is investment advice.