Breakwater Investment Management
Institutional manager — quarterly 13F holdings, Q ending 2026-03-31
Reported value
$268.9M
Q ending 2026-03-31
Prior quarter
$276.4M
Q ending 2025-12-31
Change
-2.7% QoQ · +14.9% YoY
Positions
506
reported holdings
Largest positions
Top 100 of 506 reported positions by value, Q ending 2026-03-31. A manager can hold shares, calls and puts on the same security at once — such positions are listed as separate rows. Type: Shares = common stock, Put/Call = option positions (valued at the underlying), Principal = debt. Tickers link to stock pages where covered.
| Holding | Ticker | Type | Value ▼ | Shares |
|---|---|---|---|---|
| Vanguard Index Fds | VTI | Shares | $37.7M | 117K |
| Schwab Strategic Tr | SCHB | Shares | $21.5M | 858K |
| Vanguard Star Fds | VXUS | Shares | $17.7M | 230K |
| Vanguard Bd Index Fds | BND | Shares | $10.3M | 140K |
| Microsoft Corp | MSFT | Shares | $9.2M | 25K |
| Vanguard Charlotte Fds | BNDX | Shares | $9.2M | 192K |
| Spdr Series Trust | SPTM | Shares | $7.3M | 93K |
| Vanguard Intl Equity Index F | VEU | Shares | $7.1M | 94K |
| Vanguard Malvern Fds | VCRB | Shares | $6.6M | 85K |
| Schwab Strategic Tr | SCCR | Shares | $6.2M | 241K |
| Vanguard Intl Equity Index F | VT | Shares | $5.9M | 43K |
| Vanguard Whitehall Fds | VYM | Shares | $5.7M | 39K |
| State Str Spdr S&P 500 Etf T | SPY | Shares | $5.6M | 9K |
| Vanguard Intl Equity Index F | VWO | Shares | $5.6M | 104K |
| Ishares Tr | IAGG | Shares | $5.4M | 107K |
| Schwab Strategic Tr | SCHF | Shares | $5.3M | 212K |
| Vanguard Specialized Funds | VIG | Shares | $5.1M | 24K |
| Vanguard World Fd | MGK | Shares | $4.5M | 12K |
| Schwab Strategic Tr | SCHD | Shares | $4.4M | 144K |
| Vanguard World Fd | MGV | Shares | $4.4M | 30K |
| Amazon Com Inc | AMZN | Shares | $4.3M | 21K |
| Vanguard Scottsdale Fds | VGSH | Shares | $3.8M | 66K |
| Vanguard Whitehall Fds | VYMI | Shares | $3.3M | 35K |
| Schwab Strategic Tr | SCHZ | Shares | $3.2M | 138K |
| Schwab Strategic Tr | SCHO | Shares | $2.8M | 116K |
| Spdr Index Shs Fds | SPDW | Shares | $2.7M | 60K |
| Spdr Series Trust | SPAB | Shares | $2.5M | 96K |
| Spdr Index Shs Fds | GII | Shares | $2.3M | 31K |
| Schwab Strategic Tr | SCHE | Shares | $2.1M | 64K |
| Vanguard Whitehall Fds | VWOB | Shares | $2.0M | 30K |
| Schwab Strategic Tr | SCHP | Shares | $1.9M | 73K |
| Schwab Strategic Tr | SCMB | Shares | $1.9M | 74K |
| Spdr Series Trust | EMHC | Shares | $1.8M | 72K |
| Vanguard Index Fds | VNQ | Shares | $1.6M | 18K |
| Vanguard Intl Equity Index F | VGK | Shares | $1.5M | 19K |
| Ishares Inc | EUHY | Shares | $1.5M | 28K |
| Vanguard Malvern Fds | VTIP | Shares | $1.4M | 29K |
| Vanguard Mun Bd Fds | VTEB | Shares | $1.4M | 28K |
| Schwab Strategic Tr | SCHX | Shares | $1.4M | 54K |
| Vanguard Index Fds | VUG | Shares | $1.4M | 3K |
| Schwab Strategic Tr | SCHH | Shares | $1.3M | 62K |
| Vanguard Whitehall Fds | VIGI | Shares | $1.3M | 15K |
| Spdr Gold Tr | GLD | Shares | $1.3M | 3K |
| J P Morgan Exchange Traded F | BBEU | Shares | $1.3M | 18K |
| Vanguard Tax-Managed Fds | VEA | Shares | $1.3M | 20K |
| Ishares Tr | STIP | Shares | $1.2M | 12K |
| Vanguard Index Fds | VTV | Shares | $1.2M | 6K |
| Vanguard Scottsdale Fds | VGIT | Shares | $1.2M | 20K |
| Alphabet Inc | GOOGL | Shares | $1.2M | 4K |
| Vanguard World Fd | MGC | Shares | $1.2M | 5K |
| Vanguard Intl Equity Index F | VNQI | Shares | $1.1M | 25K |
| Vanguard Index Fds | VV | Shares | $980K | 3K |
| Spdr Series Trust | EBND | Shares | $970K | 47K |
| Vanguard Scottsdale Fds | VTC | Shares | $964K | 13K |
| Spdr Series Trust | SPTS | Shares | $876K | 30K |
| Tcw Etf Trust | VOTE | Shares | $870K | 11K |
| Vaneck Etf Trust | PIT | Shares | $841K | 12K |
| Ishares Tr | MUB | Shares | $647K | 6K |
| Vanguard Bd Index Fds | BSV | Shares | $523K | 7K |
| Vanguard Bd Index Fds | BIV | Shares | $502K | 7K |
| J P Morgan Exchange Traded F | JIVE | Shares | $491K | 6K |
| Spdr Series Trust | SPSB | Shares | $477K | 16K |
| Ishares Tr | AAXJ | Shares | $458K | 5K |
| Pimco Etf Tr | STPZ | Shares | $441K | 8K |
| Spdr Index Shs Fds | SPEM | Shares | $432K | 9K |
| Vanguard World Fd | VGT | Shares | $417K | 597 |
| Spdr Series Trust | SPBO | Shares | $405K | 14K |
| Apple Inc | AAPL | Shares | $402K | 2K |
| Ishares Tr | IWM | Shares | $373K | 2K |
| Alphabet Inc | GOOG | Shares | $353K | 1K |
| Ishares Tr | WOOD | Shares | $317K | 4K |
| Palantir Technologies Inc | PLTR | Shares | $305K | 2K |
| Ishares Tr | EMB | Shares | $299K | 3K |
| Ishares Tr | IVV | Shares | $293K | 449 |
| Wisdomtree Tr | DGRW | Shares | $278K | 3K |
| Ishares S&P Gsci Commodity- | GSG | Shares | $273K | 8K |
| Invesco Exchange Traded Fd T | PRF | Shares | $266K | 6K |
| Walmart Inc | WMT | Shares | $244K | 2K |
| Schwab Strategic Tr | FNDB | Shares | $243K | 9K |
| Exxon Mobil Corp | XOM | Shares | $241K | 1K |
| Ishares Tr | IOO | Shares | $241K | 2K |
| Ishares Tr | DVY | Shares | $234K | 2K |
| Vanguard World Fd | VIS | Shares | $228K | 731 |
| Ssga Active Tr | PRIV | Shares | $223K | 9K |
| Spdr Series Trust | SPYM | Shares | $221K | 3K |
| Ssga Active Tr | HYBL | Shares | $217K | 8K |
| State Str Spdr S&P Midcap 40 | MDY | Shares | $215K | 349 |
| Intuitive Surgical Inc | ISRG | Shares | $208K | 452 |
| Vanguard Intl Equity Index F | VPL | Shares | $205K | 2K |
| Nvidia Corporation | NVDA | Shares | $205K | 1K |
| Ssga Active Tr | ALLW | Shares | $202K | 7K |
| Vanguard Index Fds | VB | Shares | $199K | 758 |
| Ishares Tr | EEM | Shares | $193K | 3K |
| Schwab Strategic Tr | SCHC | Shares | $191K | 4K |
| Ssga Active Etf Tr | RLY | Shares | $190K | 5K |
| Garmin Ltd | Shares | $184K | 792 | |
| Omeros Corp | OMER | Shares | $180K | 17K |
| Vanguard Scottsdale Fds | VCIT | Shares | $178K | 2K |
| Thermo Fisher Scientific Inc | TMO | Shares | $175K | 357 |
| Vanguard Scottsdale Fds | VCSH | Shares | $170K | 2K |
Values as reported in public regulatory filings (USD); holdings are reported quarterly, up to 45 days after quarter end, and may contain reporting errors. Nothing here is investment advice.