Warberg Asset Management Llc
Institutional manager — quarterly 13F holdings, Q ending 2026-03-31
Reported value
$599.6M
Q ending 2026-03-31
Prior quarter
$831.2M
Q ending 2025-12-31
Change
-27.9% QoQ · -1.0% YoY
Positions
192
reported holdings
Largest positions
Top 100 of 192 reported positions by value, Q ending 2026-03-31. A manager can hold shares, calls and puts on the same security at once — such positions are listed as separate rows. Type: Shares = common stock, Put/Call = option positions (valued at the underlying), Principal = debt. Tickers link to stock pages where covered.
| Holding | Ticker | Type | Value ▼ | Shares |
|---|---|---|---|---|
| State Str Spdr S&P 500 Etf T | Put | $201.6M | 310K | |
| Lumentum Hldgs Inc | LITE 0.5 12/15/26 | Principal | $68.5M | 9.7M |
| Seagate Hdd Cayman | STX 3.5 06/01/28 | Principal | $36.0M | 7.6M |
| Cnx Res Corp | CNX 2.25 05/01/26 | Principal | $34.4M | 11.5M |
| Occidental Pete Corp | OXY/WS | Shares | $20.9M | 487K |
| Microchip Technology Inc. | MCHP 1.625 02/15/27 | Principal | $20.4M | 11.1M |
| Invesco Qqq Tr | Put | $20.2M | 35K | |
| Live Nation Entertainment In | LYV 3.125 01/15/29 | Principal | $16.2M | 10.7M |
| Wisdomtree Inc | WT 3.25 06/15/26 | Principal | $10.2M | 7.7M |
| Ventas Rlty Ltd Partnership | VTR 3.75 06/01/26 | Principal | $8.1M | 5.4M |
| Lci Inds | LCII 3 03/01/30 | Principal | $7.9M | 6.5M |
| Halozyme Therapeutics Inc | HALO 1 08/15/28 | Principal | $7.7M | 6.0M |
| Cornerstone Strategic Invest | CLM | Shares | $7.6M | 1.0M |
| Txnm Energy Inc | TXNM 5.75 06/01/54 | Principal | $6.7M | 5.0M |
| Alnylam Pharmaceuticals Inc | ALNY 1 09/15/27 | Principal | $6.4M | 5.0M |
| Astronics Corp | ATRO 5.5 03/15/30 | Principal | $5.2M | 1.7M |
| Exxon Mobil Corp | Call | $5.1M | 30K | |
| United Sts Oil Fd Lp | Put | $5.0M | 39K | |
| Snowflake Inc | SNOW 0 10/01/29 | Principal | $4.9M | 4.0M |
| Ishares Tr | Put | $4.3M | 50K | |
| Nvidia Corporation | Put | $3.8M | 22K | |
| Centerpoint Energy Inc | CNP 4.25 08/15/26 | Principal | $3.6M | 3.0M |
| Wisdomtree Inc | WT 3.25 08/15/29 | Principal | $3.3M | 2.5M |
| Akamai Technologies Inc | AKAM 1.125 02/15/29 | Principal | $2.9M | 2.5M |
| Albemarle Corp | ALB 7.25 03/01/27 | Shares | $2.8M | 39K |
| Shift4 Pmts Inc | FOUR 6 05/01/28 | Shares | $2.7M | 50K |
| Cantaloupe Inc | Put | $2.6M | 236K | |
| Uber Technologies Inc | UBER 0.875 12/01/28 2028 | Principal | $2.4M | 2.0M |
| Core Scientific Inc New | CORZW | Shares | $2.3M | 268K |
| Epr Pptys | EPR 5.75 PERP C | Shares | $2.3M | 100K |
| Irhythm Holdings Inc | IRTC 1.5 09/01/29 | Principal | $2.2M | 2.0M |
| Post Hldgs Inc | POST 2.5 08/15/27 | Principal | $2.2M | 2.0M |
| Workiva Inc | WK 1.125 08/15/26 | Principal | $2.1M | 2.1M |
| Stereotaxis Inc | STXS | Shares | $2.0M | 1.1M |
| Bank America Corp | BAC 7.25 PERP L | Shares | $1.8M | 2K |
| Select Sector Spdr Tr | XLE | Shares | $1.8M | 29K |
| Strategy Inc | Call | $1.7M | 14K | |
| Invesco Qqq Tr | QQQ | Shares | $1.7M | 3K |
| Ishares Tr | SGOV | Shares | $1.7M | 17K |
| Evergy Inc | EVRG 4.5 12/15/27 | Principal | $1.6M | 1.2M |
| Fg Imperii Acquisition Corp | Shares | $1.5M | 155K | |
| Noble Corp Plc | Shares | $1.5M | 57K | |
| Epr Pptys | EPR 9 PERP E | Shares | $1.5M | 49K |
| Select Sector Spdr Tr | Put | $1.5M | 30K | |
| Xsolla Spac 1 | Shares | $1.4M | 143K | |
| Occidental Pete Corp | Call | $1.3M | 20K | |
| Starbucks Corp | Put | $1.3M | 14K | |
| Vendome Acquisition Corp I | Shares | $1.2M | 119K | |
| Palantir Technologies Inc | Put | $1.2M | 8K | |
| Carvana Co | Put | $1.1M | 4K | |
| Tavia Acquisition Corp | Shares | $1.1M | 104K | |
| New England Rlty Assoc Ltd P | NEN | Shares | $1.1M | 18K |
| Pono Cap Four Inc | Shares | $1.0M | 105K | |
| Charlton Aria Acquisition Co | Shares | $1.0M | 99K | |
| Clearthink 1 Acquisition Cor | Shares | $984K | 99K | |
| Praetorian Acquisition Corp | Shares | $980K | 100K | |
| Drugs Made In Amer Acqutn Co | Shares | $966K | 92K | |
| Ishares Tr | Put | $955K | 12K | |
| Noble Corp Plc | Shares | $913K | 30K | |
| Origin Invt Corp I | Shares | $852K | 84K | |
| Black Hawk Acquisition Corp | Shares | $841K | 72K | |
| Pg&E Corp | Call | $826K | 47K | |
| Kochav Defense Acqui Co | Shares | $787K | 77K | |
| Barclays Bank Plc | Call | $785K | 22K | |
| Translational Dev Acquisitio | Shares | $777K | 73K | |
| Nutanix Inc | NTNX 0.25 10/01/27 | Principal | $773K | 757K |
| Mosaic Co | Call | $765K | 30K | |
| D Boral Acquisition I Corp | Shares | $759K | 77K | |
| Silicon Vy Acquisition Corp | Shares | $742K | 75K | |
| X3 Acquisition Corp Ltd | Shares | $738K | 75K | |
| Vine Hill Cap Invts Corp Ii | Shares | $698K | 70K | |
| Rf Acquisition Corp Iii | Shares | $685K | 70K | |
| Micron Technology Inc | Call | $676K | 2K | |
| Valaris Ltd | Shares | $663K | 41K | |
| Select Sector Spdr Tr | XLF | Shares | $642K | 13K |
| Century Alum Co | CENX 2.75 05/01/28 | Principal | $589K | 188K |
| Proem Acquisition Corp I | Shares | $515K | 52K | |
| Cal Redwood Acquisition Corp | Shares | $507K | 50K | |
| Bhav Acquisition Corp | Shares | $499K | 50K | |
| Art Technology Acquisition C | Shares | $491K | 50K | |
| Ishares Tr | HYG | Shares | $477K | 6K |
| Crown Resv Acquisition Corp | Shares | $472K | 47K | |
| Sc Ii Acquisition Corp | Shares | $461K | 46K | |
| Miluna Acquisition Corp | Shares | $460K | 46K | |
| Thayer Ventures Acq Corp Ii | Shares | $455K | 45K | |
| Indigo Acquisition Corp | Shares | $453K | 45K | |
| Paypal Hldgs Inc | Call | $452K | 10K | |
| Lake Superior Acquisition Co | Shares | $451K | 45K | |
| Planet Labs Pbc | Shares | $445K | 27K | |
| Post Hldgs Inc | POST | Shares | $445K | 5K |
| Amprius Technologies Inc | AMPX/WS | Shares | $434K | 63K |
| Goldman Sachs Etf Tr | GBIL | Shares | $401K | 4K |
| The Trade Desk Inc | Call | $386K | 17K | |
| Usa Rare Earth Inc | USAR | Shares | $383K | 25K |
| Harvard Ave Acquisition Corp | Shares | $375K | 38K | |
| Globa Terra Acquisition Cor | Shares | $370K | 36K | |
| Occidental Pete Corp | Put | $358K | 6K | |
| Otg Acquisition Corp. I | Shares | $357K | 35K | |
| Championsgate Acquisition Co | Shares | $356K | 35K | |
| Nextera Energy Cap Hldgs Inc | NEE 3 03/01/27 | Principal | $353K | 254K |
Values as reported in public regulatory filings (USD); holdings are reported quarterly, up to 45 days after quarter end, and may contain reporting errors. Nothing here is investment advice.