Thomas J. Herzfeld Advisors, Inc.
Institutional manager — quarterly 13F holdings, Q ending 2026-03-31
Reported value
$294.0M
Q ending 2026-03-31
Prior quarter
$295.6M
Q ending 2025-12-31
Change
-0.5% QoQ · +0.0% YoY
Positions
115
reported holdings
Largest positions
Top 100 of 115 reported positions by value, Q ending 2026-03-31. A manager can hold shares, calls and puts on the same security at once — such positions are listed as separate rows. Type: Shares = common stock, Put/Call = option positions (valued at the underlying), Principal = debt. Tickers link to stock pages where covered.
| Holding | Ticker | Type | Value ▼ | Shares |
|---|---|---|---|---|
| Fs Specialty Lending Fund | FSSL | Shares | $35.1M | 2.8M |
| Pimco Dynamic Income Strategy Fund | PDX | Shares | $27.6M | 1.3M |
| Fs Credit Opportunities Corp | FSCO | Shares | $18.8M | 3.7M |
| Highland Floating Rate Opportuniti | HFRO | Shares | $15.5M | 2.7M |
| Herzfeld Credit Income Fund, Inc. | HERZ | Shares | $12.5M | 807K |
| Proshares Tr | SJB | Shares | $12.3M | 797K |
| Guggenheim Strategic Opp Fund | GOF | Shares | $11.2M | 1.0M |
| Saba Capital Income & Opport | BRW | Shares | $9.6M | 1.4M |
| Proshares Ultrashort S&P500 | SDS | Shares | $8.2M | 109K |
| Asa Gold And Precious Metals Ltd | Shares | $7.8M | 126K | |
| Saba Capital Income & Opport Ii | SABA | Shares | $6.4M | 775K |
| Pimco Access Income Fund | PAXS | Shares | $6.3M | 440K |
| Bluerock Private Real Estate Fund | BPRE | Shares | $6.0M | 363K |
| Duff & Phelps Utility And Infrastr | DPG | Shares | $5.7M | 391K |
| Simplify Exchange Traded Fun | PFIX | Shares | $5.4M | 118K |
| Nuveen Floating Rate Income | JFR | Shares | $5.4M | 713K |
| Brookfield Real Assets Incom | RA | Shares | $4.4M | 341K |
| Ishares Tr | TFLO | Shares | $4.0M | 79K |
| Eagle Pointe Income Company | EIC | Shares | $3.7M | 394K |
| Neuberger Berman Mlp Income Fund I | NML | Shares | $3.4M | 324K |
| Kayne Anderson Energy Infrst | KYN | Shares | $3.3M | 234K |
| Blackrock Energy And Resources Tru | BGR | Shares | $3.1M | 181K |
| Clearbridge Energy Midstrm O | EMO | Shares | $3.1M | 59K |
| Pimco Corporate & Income Opp Fund | PTY | Shares | $3.0M | 250K |
| Direxion Shares Etf Tr | DUST | Shares | $3.0M | 58K |
| Rivernorth Flexible Mun Income Fun | RFMZ | Shares | $2.9M | 230K |
| The Taiwan Fund Inc | TWN | Shares | $2.7M | 41K |
| Pimco Dynamic Income Fd | PDI | Shares | $2.6M | 155K |
| Proshares Tr | QID | Shares | $2.6M | 116K |
| Blackrock Res & Commodities Strat | BCX | Shares | $2.6M | 217K |
| Columbia Seligman Premium Technolo | STK | Shares | $2.5M | 66K |
| Angel Oak Final Strategies Incm Tr | FINS | Shares | $2.5M | 193K |
| Nuveen S&P 500 Dynamic Overw | XSSPX | Shares | $2.4M | 149K |
| Invesco Exch Trd Slf Idx Fd | BSMQ | Shares | $2.3M | 98K |
| Invesco Exch Trd Slf Idx Fd | BSMR | Shares | $2.3M | 96K |
| Destiny Tech100 Inc | DXYZ | Shares | $2.2M | 83K |
| First Trust Ultra Short Duration M | FUMB | Shares | $2.2M | 110K |
| Oxford Lane Cap Corp | OXLC | Shares | $2.2M | 223K |
| Cohen & Steers Limited Duration Pr | LDP | Shares | $2.1M | 104K |
| Nyli Cbre Gbl Infr Megtrnds | MEGI | Shares | $1.9M | 131K |
| General American Investors Co Inc | GAM | Shares | $1.9M | 33K |
| Blackrock Tech And Private Eq | BTX | Shares | $1.9M | 281K |
| Srh Total Return Fund Inc | STEW | Shares | $1.8M | 108K |
| Blackrock Science And Technology T | BSTZ | Shares | $1.8M | 83K |
| Pgim Short Dur Hig Yld Opp F | SDHY | Shares | $1.8M | 114K |
| Central Securities Corp | CET | Shares | $1.8M | 37K |
| Thornburg Incm Builder Opp Tr | TBLD | Shares | $1.5M | 70K |
| Exchange Listed Fds Tr | CEFS | Shares | $1.5M | 65K |
| The Gabelli Dividend & Income Trus | XGDVX | Shares | $1.4M | 51K |
| Nuveen Mortgage And Income Fund | JLS | Shares | $1.3M | 73K |
| Blackstone / Gso Long-Short Credit | BGX | Shares | $1.3M | 118K |
| Western Asset Mortgage Opp Fund In | DMO | Shares | $1.2M | 115K |
| Invesco Exch Traded Fd Tr Ii | PVI | Shares | $1.2M | 49K |
| Morgan Stanley Emerging Mkt Debt F | MSD | Shares | $1.2M | 172K |
| Blackrock Municipal 2030 Target Te | BTT | Shares | $1.1M | 49K |
| Xai Octagn Flt Rat & Alt Inm | XFLT | Shares | $1.0M | 60K |
| Bny Mellon Strategic Mun Bd | DSM | Shares | $991K | 165K |
| Pimco Dynamic Income Oprnts | PDO | Shares | $863K | 67K |
| Morgan Stanley Emerging Mkts | EDD | Shares | $692K | 137K |
| Pimco Calif Mun Income Fund | XPCQX | Shares | $680K | 79K |
| Western Asset Emerging Mkts | XEMDX | Shares | $672K | 68K |
| Nyli Mackay Defined Term Muni | MMD | Shares | $659K | 44K |
| Spdr Gold Tr | GLD | Shares | $602K | 1K |
| Pimco New York Municipal Income Fu | PNI | Shares | $515K | 75K |
| Carlyle Credit Income Fund | CCIF | Shares | $405K | 126K |
| Sprott Physical Gold And Silver Tr | CEF | Shares | $382K | 8K |
| Suro Capital Corp | NSLR | Shares | $348K | 33K |
| Mfs Municipal Income Trust | MFM | Shares | $333K | 62K |
| Mfs High Income Mun Tr | XCXEX | Shares | $328K | 88K |
| Spdr S&P 500 Etf Tr | SPY | Shares | $254K | 390 |
| Mfs Investment Grade Municipal Tru | XCXHX | Shares | $187K | 23K |
| Aberdeen Life Sciences Investor | HQL | Shares | $180K | 11K |
| Dtf Tax-Free Income Inc | DTF | Shares | $156K | 14K |
| Invesco Qqq Tr | QQQ | Shares | $156K | 270 |
| Netflix, Inc. | NFLX | Shares | $96K | 1K |
| Spdr S&P Midcap 400 Etf Tr | MDY | Shares | $93K | 150 |
| Proshares Tr | EUM | Shares | $62K | 3K |
| Tmc The Metals Company Inc | TMC | Shares | $60K | 13K |
| Meta Platforms Inc | META | Shares | $57K | 100 |
| Western Asset/Claymore Inflation-L | WIW | Shares | $55K | 7K |
| Investco Currencyshares Japan | FXY | Shares | $35K | 600 |
| Flaherty & Crumrine Pfd Inco | PFO | Shares | $34K | 4K |
| Virtus Stone Hbr Emrg Mkts I | EDF | Shares | $32K | 7K |
| First Tr Inter Dur Pfd & In | FPF | Shares | $31K | 2K |
| Angel Studios Inc | ANGX | Shares | $17K | 6K |
| The Korea Fund Inc | KF | Shares | $17K | 380 |
| Tcw Strategic Income Fund Inc | TSI | Shares | $15K | 3K |
| Japan Smaller Capitalization Fund | JOF | Shares | $13K | 1K |
| Nuveen Mutli Asset Income Fund | NMAI | Shares | $11K | 898 |
| Proshares Short Vix Short-Term Fut | SVXY | Shares | $10K | 220 |
| Net Power Inc. | NPWR/WS | Shares | $9K | 33K |
| Principal Real Estate Income Fund | PGZ | Shares | $9K | 907 |
| Montana Technologies Corp | AIRJW | Shares | $9K | 15K |
| Templeton Dragon Fd Inc. | TDF | Shares | $8K | 775 |
| Cornerstone Strategic Value Fund I | CLM | Shares | $8K | 1K |
| Gamco Global Gold Nat Res | GGN | Shares | $8K | 1K |
| The European Equity Fund Inc | EEA | Shares | $8K | 772 |
| Templeton Emerging Markets Fund | EMF | Shares | $8K | 429 |
| The Mexico Fund, Inc. | MXF | Shares | $7K | 354 |
| Mexico Equity & Income Fd | MXE | Shares | $7K | 570 |
Values as reported in public regulatory filings (USD); holdings are reported quarterly, up to 45 days after quarter end, and may contain reporting errors. Nothing here is investment advice.